SFC Licences of ROSENFELD Vivian Saul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 01 April 2016 | 26 November 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 19 August 2014 | 26 November 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 19 August 2014 | 26 November 2019 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 04 October 2013 | 08 July 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 October 2013 | 08 July 2014 |