SFC Licences of LI Qiu 李遒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 26 March 2020
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 17 June 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 17 June 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 23 March 2015 08 June 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 23 March 2015 08 June 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 2 04 November 2013 17 February 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 04 November 2013 17 February 2015