SFC Licences of SHI Ji 史記
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 27 March 2014 | 28 September 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 27 March 2014 | 28 September 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 27 March 2014 | 28 September 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 March 2014 | 28 September 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 09 October 2013 | 15 March 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 09 October 2013 | 15 March 2014 |