SFC Licences of WANG Xiaowen 王晓雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 9 | 16 May 2019 | |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 16 May 2019 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 16 May 2019 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 16 May 2019 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 16 May 2019 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 09 October 2013 | 09 January 2014 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 09 October 2013 | 09 January 2014 |