SFC Licences of ZHENG Yawen 鄭亞文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
RE | 1 | 30 September 2020 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RE | 1, 7 | 15 July 2020 | |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RE | 4, 9 | 18 December 2017 | 20 April 2020 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RE | 4, 9 | 09 September 2016 | 08 December 2017 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RE | 4, 5, 9 | 09 October 2013 | 19 August 2016 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RE | 1, 4, 9 | 09 October 2013 | 19 August 2016 |