SFC Licences of ZHENG Yawen 鄭亞文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Asia Securities Limited
RE 1 30 September 2020
Macquarie Capital Limited 麥格理資本股份有限公司
RE 1, 7 15 July 2020
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 4, 9 18 December 2017 20 April 2020
SPDB International Investment Management Limited 浦銀國際投資管理有限公司
RE 4, 9 09 September 2016 08 December 2017
Haitong International Asset Management Limited 海通國際資產管理有限公司
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司
RE 4, 5, 9 09 October 2013 19 August 2016
Haitong International Investment Managers Limited 海通國際投資經理有限公司
RE 1, 4, 9 09 October 2013 19 August 2016