SFC Licences of DAWSON James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 16 May 2019 | 17 May 2019 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 30 July 2018 | 30 July 2018 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 10 May 2017 | 11 May 2017 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 21 September 2016 | 22 September 2016 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 18 January 2016 | 20 January 2016 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 10 November 2015 | 11 November 2015 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 23 July 2015 | 24 July 2015 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 08 May 2014 | 08 May 2014 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 23 October 2013 | 25 October 2013 |