SFC Licences of RALFF Steven James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 24 October 2013 | 02 November 2013 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 24 October 2013 | 02 November 2013 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 24 October 2013 | 02 November 2013 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 24 October 2013 | 02 November 2013 |