SFC Licences of HERRMANN Gavin John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RO | 7 | 11 January 2024 | |
| Tullett Prebon (Hong Kong) Limited | RO | 2 | 11 January 2024 | |
| Tullett Prebon (Hong Kong) Limited | RO | 1 | 11 January 2024 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 October 2013 | 31 March 2015 |