SFC Licences of MERVEILLE Jerome Louis Andre
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
NatWest Markets Plc 國民西敏寺資本市場銀行有限公司 | 4 | 30 September 2020 | ||
NatWest Markets Plc 國民西敏寺資本市場銀行有限公司 | 1 | 30 September 2020 | ||
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 October 2013 | 29 September 2017 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 16 October 2013 | 29 September 2017 |