SFC Licences of YAU Man Fu 丘文孚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Allianz Global Investors Asia Pacific Limited | RE | 9 | 18 October 2018 | |
Allianz Global Investors Asia Pacific Limited | RE | 4 | 18 October 2018 | |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RO | 4 | 09 December 2016 | 11 July 2018 |
CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 4 | 30 August 2016 | 09 December 2016 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 December 2013 | 22 July 2016 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 17 October 2013 | 06 December 2013 |