SFC Licences of THOMPSON Stuart Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RO | 7 | 19 March 2015 | |
Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RO | 1 | 19 March 2015 | |
Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 1 | 16 October 2013 | 19 March 2015 |