SFC Licences of LAW Pak Kin Patrick 羅柏堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bank of America, National Association | 4 | 09 November 2018 | ||
| Bank of America, National Association | 1 | 09 November 2018 | ||
| Banc of America Securities Asia Limited | 4 | 09 November 2018 | ||
| Banc of America Securities Asia Limited | 1 | 09 November 2018 | ||
| Merrill Lynch Far East Limited | RE | 2 | 01 November 2013 | 17 August 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 November 2013 | 17 August 2020 |