SFC Licences of KAM Ka On 甘家安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 RE 9 06 February 2023
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 RE 4 06 February 2023
New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 RE 1 06 February 2023
AA Investment Management Limited 安安投資管理有限公司 RE 9 11 August 2021 07 January 2022
AA Investment Management Limited 安安投資管理有限公司 RE 4 11 August 2021 07 January 2022
AA Investment Management Limited 安安投資管理有限公司 RE 1 11 August 2021 07 January 2022
Lu International (Hong Kong) Limited 陸國際(香港)有限公司 RE 9 16 October 2020 23 July 2021
Lu International (Hong Kong) Limited 陸國際(香港)有限公司 RE 4 16 October 2020 23 July 2021
Lu International (Hong Kong) Limited 陸國際(香港)有限公司 RO 1 18 September 2020 23 July 2021
Lu International (Hong Kong) Limited 陸國際(香港)有限公司 RE 1 03 June 2020 18 September 2020
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 06 November 2017 19 April 2020
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 06 November 2017 19 April 2020
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 07 March 2016 18 August 2017
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 17 October 2013 26 February 2016
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 17 October 2013 26 February 2016