SFC Licences of LI Xiaowei 李晓蔚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 20 April 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 24 March 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 24 March 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 24 March 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 24 March 2021
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 24 March 2021
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 26 May 2017 13 November 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 17 October 2013 13 November 2020
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 1 17 October 2013 13 November 2020