SFC Licences of LI Xiaowei 李晓蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 5 | 20 April 2021 | |
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 9 | 24 March 2021 | |
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 4 | 24 March 2021 | |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 24 March 2021 | |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 24 March 2021 | |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 24 March 2021 | |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 26 May 2017 | 13 November 2020 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 17 October 2013 | 13 November 2020 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 17 October 2013 | 13 November 2020 |