SFC Licences of LAM Henry Hong Kee 林康祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 03 February 2020 | 31 March 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 February 2020 | 31 March 2022 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 18 October 2013 | 17 October 2019 |