SFC Licences of YU Tai Wai 余大維

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Delta Fund Management Company Limited 滙達基金管理有限公司 RO 9 05 July 2023
Delta Fund Management Company Limited 滙達基金管理有限公司 RO 4 05 July 2023
Delta Fund Management Company Limited 滙達基金管理有限公司 RO 1 05 July 2023
Delta Fund Management Company Limited 滙達基金管理有限公司 RE 9 04 July 2023 05 July 2023
Delta Fund Management Company Limited 滙達基金管理有限公司 RE 4 04 July 2023 05 July 2023
Delta Fund Management Company Limited 滙達基金管理有限公司 RE 1 04 July 2023 05 July 2023
M&F Asset Management Limited 渼豐資產管理有限公司 RO 9 03 May 2021 03 July 2023
M&F Asset Management Limited 渼豐資產管理有限公司 RO 4 03 May 2021 03 July 2023
M&F Asset Management Limited 渼豐資產管理有限公司 RO 1 03 May 2021 03 July 2023
Innovest Asset Management Limited 粵創資產管理有限公司 RE 9 24 February 2020 30 April 2021
Innovest Asset Management Limited 粵創資產管理有限公司 RE 4 24 February 2020 30 April 2021
Innovest Securities Investment Limited 粵創證券投資有限公司 RO 1 16 July 2018 30 April 2021
Central China International Futures Company Limited 中州國際期貨有限公司 RE 2 29 September 2017 30 June 2018
Central China International Securities Co., Limited 中州國際證券有限公司 RE 1 29 September 2017 30 June 2018
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 03 April 2017 16 May 2017
Arta Global Futures Limited 裕承環球期貨有限公司 RE 2 03 April 2017 16 May 2017
Open Securities Limited 開盤證券有限公司 RE 2 06 November 2015 30 March 2017
Open Securities Limited 開盤證券有限公司 RE 1 06 November 2015 30 March 2017
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 08 October 2015 29 October 2015
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 08 October 2015 29 October 2015
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 5 13 August 2015 01 September 2015
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 13 August 2015 01 September 2015
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 4 13 August 2015 01 September 2015
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 13 August 2015 01 September 2015
Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 RE 2 09 June 2015 05 August 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 21 May 2014 13 May 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 21 May 2014 13 May 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 21 May 2014 13 May 2015
Gong Ping Futures Limited 公平期貨有限公司 RE 2 23 October 2013 01 May 2014
Gong Ping Securities Limited 公平證券有限公司 RE 1 23 October 2013 01 May 2014