SFC Licences of CHU Ka Kwan, Lorraine 朱嘉群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 27 February 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 February 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 26 July 2017 28 December 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 4 21 October 2013 15 May 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 21 October 2013 15 May 2017