SFC Licences of CHU Ka Kwan, Lorraine 朱嘉群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 27 February 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 01 February 2019 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 26 July 2017 | 28 December 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 October 2013 | 15 May 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 21 October 2013 | 15 May 2017 |