SFC Licences of WAN Ching Lam 尹青臨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 28 July 2022 | 14 September 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 November 2020 | 14 September 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 November 2020 | 14 September 2022 |
| AngelHub Limited | RE | 4 | 20 September 2019 | 30 September 2020 |
| AngelHub Limited | RE | 1 | 20 September 2019 | 30 September 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 13 November 2014 | 04 July 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 October 2013 | 04 July 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 18 October 2013 | 04 July 2019 |