SFC Licences of NG Ka Chon 吳嘉晉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 27 October 2017 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 27 October 2017 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 16 March 2015 | 13 October 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 08 November 2013 | 13 October 2017 |