SFC Licences of SIOW Jia Keen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Asia Securities Limited | RE | 1 | 04 December 2020 | |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 07 May 2019 | 04 January 2021 |
UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 09 June 2017 |
UBS Securities Asia Limited | RE | 4 | 05 April 2017 | 08 April 2017 |
UBS Securities Asia Limited | RE | 4 | 03 May 2016 | 09 May 2016 |
UBS Securities Asia Limited | RE | 4 | 25 October 2013 | 22 April 2016 |