SFC Licences of BRIGGS James Thomas Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 12 March 2024 | 15 March 2024 |
| UBS Securities Asia Limited | RE | 1 | 12 March 2024 | 15 March 2024 |
| UBS Securities Asia Limited | RE | 2 | 21 November 2023 | 24 November 2023 |
| UBS Securities Asia Limited | RE | 1 | 21 November 2023 | 24 November 2023 |
| UBS Securities Asia Limited | RE | 2 | 12 September 2023 | 17 September 2023 |
| UBS Securities Asia Limited | RE | 1 | 12 September 2023 | 17 September 2023 |
| UBS Securities Asia Limited | RE | 2 | 08 June 2023 | 13 June 2023 |
| UBS Securities Asia Limited | RE | 1 | 08 June 2023 | 13 June 2023 |
| UBS Securities Asia Limited | RE | 2 | 14 April 2023 | 21 April 2023 |
| UBS Securities Asia Limited | RE | 1 | 14 April 2023 | 21 April 2023 |
| UBS Securities Asia Limited | RE | 2 | 22 May 2014 | 27 July 2022 |
| UBS Securities Asia Limited | RE | 1 | 24 October 2013 | 27 July 2022 |