SFC Licences of TSOI Lon Ho 蔡朗豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 02 January 2018 | 30 June 2020 |
Merrill Lynch Far East Limited | RE | 4 | 02 January 2018 | 30 June 2020 |
Merrill Lynch Far East Limited | RE | 1 | 02 January 2018 | 30 June 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 02 January 2018 | 30 June 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 January 2018 | 30 June 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 January 2018 | 30 June 2020 |
UBS Securities Hong Kong Limited | RE | 6 | 30 July 2015 | 08 October 2016 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 21 October 2013 | 19 June 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 21 October 2013 | 19 June 2015 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 21 October 2013 | 19 June 2015 |