SFC Licences of GAREAUX Romain
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 17 January 2018 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 January 2018 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 21 October 2013 | 30 June 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 21 October 2013 | 30 June 2017 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 21 October 2013 | 30 June 2017 |