SFC Licences of LEE Wai Yee 李慧儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PC Securities Limited 寶鉅證券有限公司 RE 1 19 March 2019 02 July 2019
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 1 20 June 2018 11 January 2019
PC Securities Limited 寶鉅證券有限公司 RE 1 18 May 2016 06 April 2017
Sun Securities Limited 太陽證券有限公司 RE 1 07 May 2015 01 April 2016
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 21 October 2013 10 April 2015