SFC Licences of LEE Wai Yee 李慧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
PC Securities Limited 寶鉅證券有限公司 | RE | 1 | 19 March 2019 | 02 July 2019 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 20 June 2018 | 11 January 2019 |
PC Securities Limited 寶鉅證券有限公司 | RE | 1 | 18 May 2016 | 06 April 2017 |
Sun Securities Limited 太陽證券有限公司 | RE | 1 | 07 May 2015 | 01 April 2016 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 21 October 2013 | 10 April 2015 |