SFC Licences of HO Tsz Yeung 何子洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ORI Capital Limited 新元資本有限公司 | RE | 9 | 19 April 2022 | 29 December 2023 |
GL China Equity HK Management Limited | RE | 4 | 12 August 2021 | 28 February 2022 |
GL China Equity HK Management Limited | RE | 9 | 12 July 2021 | 28 February 2022 |
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 9 | 19 September 2019 | 01 June 2021 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 9 | 29 August 2018 | 31 July 2019 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 29 August 2018 | 31 July 2019 |
Conning Asia Pacific Limited 康利亞太有限公司 | RE | 1 | 29 August 2018 | 31 July 2019 |
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 4 | 02 May 2014 | 10 October 2017 |
Pyramis Global Advisors (Hong Kong) Limited | RE | 4 | 24 October 2013 | 30 April 2014 |