SFC Licences of SU Tianyi 蘇恬逸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 16 March 2016 18 April 2016
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 16 March 2016 18 April 2016
CLSA Limited 中信里昂證券有限公司 RE 1 16 March 2016 18 April 2016
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 6 14 January 2015 01 October 2015
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 4 14 January 2015 01 October 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 24 October 2013 07 January 2015