SFC Licences of SU Tianyi 蘇恬逸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 16 March 2016 | 18 April 2016 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 16 March 2016 | 18 April 2016 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 16 March 2016 | 18 April 2016 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 14 January 2015 | 01 October 2015 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 14 January 2015 | 01 October 2015 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 24 October 2013 | 07 January 2015 |