SFC Licences of LEE Shuk Fan 李淑芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 28 July 2017 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 28 May 2015 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 20 October 2014 | |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 23 October 2013 | 22 September 2014 |