SFC Licences of HSIAO Roy

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司	RE	9	03 May 2022	28 February 2023
First Prosperous Capital Company Limited 瀚盛資本有限公司	RO	6	30 December 2021	28 February 2023
First Prosperous Capital Company Limited 瀚盛資本有限公司	RO	1	30 December 2021	28 February 2023
First Prosperous Capital Company Limited 瀚盛資本有限公司	RE	6	23 December 2021	30 December 2021
First Prosperous Capital Company Limited 瀚盛資本有限公司	RE	1	23 December 2021	30 December 2021
ZACD Financial Group Limited	RO	6	01 March 2019	30 November 2021
ZACD Financial Group Limited	RO	4	01 March 2019	30 November 2021
ZACD Financial Group Limited	RO	1	01 March 2019	30 November 2021
Zhongtai International Securities Limited 中泰國際證券有限公司	RO	1	20 November 2017	10 July 2018
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	29 September 2016	20 November 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	11 June 2015	13 August 2016
Celestial Capital Limited 時富融資有限公司	RE	6	25 October 2013	03 April 2015
Celestial Capital Limited 時富融資有限公司	RE	1	25 October 2013	03 April 2015