SFC Licences of LO Hon Keung 盧漢強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 2 | 05 June 2014 | |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 05 June 2014 | |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 29 October 2013 | 20 March 2014 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 29 October 2013 | 20 March 2014 |