SFC Licences of KWOK Kwong Yin 郭廣賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hing Wong Securities Limited 興旺證券有限公司 RE 1 13 October 2022
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 09 September 2015 05 October 2022
Orient Securities Limited 東方匯財證券有限公司 RE 1 01 November 2013 31 August 2015