SFC Licences of KWOK Kwong Yin 郭廣賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hing Wong Securities Limited 興旺證券有限公司 | RE | 1 | 13 October 2022 | |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 09 September 2015 | 05 October 2022 |
Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 01 November 2013 | 31 August 2015 |