SFC Licences of HUO Xintong 霍薪同
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 21 July 2022 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 21 July 2022 | |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 16 June 2021 | 01 July 2022 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 08 June 2021 | 01 July 2022 |
| First Shanghai Capital Limited 第一上海融資有限公司 | RE | 6 | 25 October 2018 | 21 May 2021 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 6 | 17 July 2017 | 10 October 2018 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 1 | 17 July 2017 | 10 October 2018 |
| Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 05 December 2016 | 31 March 2017 |
| Platinum Securities Company Limited 百德能證券有限公司 | RE | 1 | 05 December 2016 | 31 March 2017 |
| Koala Securities Limited 樹熊證券有限公司 | RE | 1 | 14 October 2015 | 11 November 2016 |
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 03 February 2015 | 06 October 2015 |