SFC Licences of CAI Rui 蔡瑞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 02 December 2022 | |
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 4 | 24 March 2020 | 25 November 2022 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 | RE | 4 | 20 April 2018 | 16 April 2020 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 17 June 2015 | 19 January 2018 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 17 June 2015 | 19 January 2018 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 21 November 2013 | 30 May 2015 |