SFC Licences of ZHUANG Wei 庄偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RO 4 14 April 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RO 1 14 April 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 4 29 October 2021 14 April 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 29 October 2021 14 April 2022
SDHG International Asset Management Limited 山高國際資產管理有限公司 RO 4 04 December 2020 19 September 2021
SDHG International Securities Limited 山高國際證券有限公司 RO 1 12 October 2020 19 September 2021
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 9 06 October 2020 19 September 2021
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 6 06 October 2020 19 September 2021
SDHG International Asset Management Limited 山高國際資產管理有限公司 RE 4 15 September 2020 04 December 2020
SDHG International Securities Limited 山高國際證券有限公司 RE 1 15 September 2020 12 October 2020
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RO 2 07 May 2020 22 June 2020
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 1 07 May 2020 22 June 2020
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 4 06 April 2020 22 June 2020
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 06 April 2020 07 May 2020
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 06 April 2020 07 May 2020
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 2 23 October 2018 13 March 2020
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 1 13 July 2018 13 March 2020
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 4 22 August 2017 13 March 2020
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 11 July 2017 13 July 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 20 January 2014 06 March 2017
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 20 January 2014 06 March 2017