SFC Licences of NG Siu Ching 伍少貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RO | 9 | 21 January 2022 | |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RO | 9 | 21 January 2022 | |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RO | 4 | 21 January 2022 | |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RO | 1 | 21 January 2022 | |
| Luk Fook Asset Management (HK) Limited 六福資產管理(香港)有限公司 | RE | 9 | 06 January 2017 | 22 November 2019 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 9 | 11 February 2015 | 22 November 2019 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 11 February 2015 | 22 November 2019 |