SFC Licences of CHAN King Yeung 陳景揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RO | 9 | 18 August 2021 | |
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RO | 4 | 18 August 2021 | |
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RE | 9 | 29 March 2021 | 18 August 2021 |
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 | RE | 4 | 29 March 2021 | 18 August 2021 |
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 29 March 2021 | |
VC Asset Management Limited 滙盈資產管理有限公司 | RE | 9 | 02 July 2020 | 02 January 2021 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 02 July 2020 | 02 January 2021 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 02 July 2020 | 02 January 2021 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 22 February 2019 | 29 April 2020 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 17 December 2018 | 29 April 2020 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 February 2018 | 29 April 2020 |