SFC Licences of YIM Wai Lok 嚴偉樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 13 September 2023 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 10 July 2018 | |
| Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 6 | 02 December 2013 | 17 June 2018 |