SFC Licences of GAO Daguang 高大光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 | RO | 4 | 14 July 2020 | 14 January 2021 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 | RO | 1 | 14 July 2020 | 14 January 2021 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 31 October 2013 | 01 March 2015 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 31 October 2013 | 01 March 2015 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 31 October 2013 | 01 March 2015 |