SFC Licences of WAN Ting Chau 溫定宙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 18 December 2020 | 24 September 2022 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 December 2020 | 24 September 2022 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 11 January 2016 | 21 February 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 11 January 2016 | 21 February 2019 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 11 January 2016 | 21 February 2019 |
UBS Securities Hong Kong Limited | RE | 6 | 06 November 2013 | 17 October 2015 |