SFC Licences of ZHU Xiaoyun 朱筱贇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 25 February 2016 | 23 January 2019 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 12 November 2013 | 13 November 2015 |