SFC Licences of SINGH Puneet
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 13 September 2017 | 08 November 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 13 September 2017 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 23 September 2016 | 23 December 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 11 May 2015 | 15 May 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 11 November 2013 | 15 November 2013 |