SFC Licences of HO Cham 何湛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 4 03 July 2014 15 June 2018
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 RE 1 03 July 2014 15 June 2018
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 03 July 2014 15 June 2018
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 4 03 July 2014 21 December 2015
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 1 03 July 2014 21 December 2015
Robeco Hong Kong Limited RE 1 11 November 2013 18 June 2014
Robeco Hong Kong Limited RE 4 11 November 2013 18 June 2014