SFC Licences of LAU Yuk Yin 劉玉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 21 July 2016 | 25 September 2018 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 21 July 2016 | 25 September 2018 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 14 November 2013 | 23 November 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 14 November 2013 | 23 November 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 14 November 2013 | 23 November 2014 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 14 November 2013 | 23 November 2014 |