SFC Licences of YAMAZAKI Kei

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 1 16 December 2013 23 February 2016
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 4 16 December 2013 23 February 2016
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 RE 9 16 December 2013 23 February 2016