SFC Licences of TAN Taizhi 譚泰之
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 12 October 2023 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 29 March 2021 | 02 October 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 March 2021 | 02 October 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 March 2021 | 02 October 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 08 September 2014 | 15 February 2018 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 08 September 2014 | 15 February 2018 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 08 September 2014 | 15 February 2018 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 15 November 2013 | 31 July 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 15 November 2013 | 31 July 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 November 2013 | 31 July 2014 |