SFC Licences of TAM Kok Ching 譚覺靖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Caitong International Capital Co., Limited 財通國際融資有限公司 | RO | 6 | 17 May 2023 | |
| Caitong International Capital Co., Limited 財通國際融資有限公司 | RE | 6 | 16 November 2022 | 17 May 2023 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 | RE | 1 | 16 November 2022 | |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 6 | 25 July 2019 | 31 October 2022 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RE | 1 | 25 July 2019 | 31 October 2022 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 27 July 2016 | 30 June 2019 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 27 July 2016 | 30 June 2019 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 27 July 2016 | 30 June 2019 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 13 November 2013 | 20 July 2015 |