SFC Licences of HOLLIS Vincent Edward James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RE | 2 | 24 August 2015 | 28 October 2016 |
| Vantage Capital Markets HK Limited | RE | 1 | 24 August 2015 | 28 October 2016 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 03 December 2013 | 31 July 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 2 | 03 December 2013 | 31 July 2015 |