SFC licenceholder BCI813 HO Kwun Wah Stephon 何冠華

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 04 April 2018
Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 RE [1] (Dealing in Securities) 12 September 2016 04 April 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 11 June 2014 01 April 2017
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 09 December 2013 28 March 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 09 December 2013 28 March 2014