SFC Licences of LOK Pui Yi 駱貝怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tianli Financial Limited 天利金融有限公司 | RO | 9 | 21 May 2018 | 31 May 2019 |
| Tianli Financial Limited 天利金融有限公司 | RO | 4 | 21 May 2018 | 31 May 2019 |
| Tianli Financial Limited 天利金融有限公司 | RE | 9 | 28 November 2016 | 21 May 2018 |
| Tianli Financial Limited 天利金融有限公司 | RE | 4 | 28 November 2016 | 21 May 2018 |
| EXS Capital Asia Limited | RE | 9 | 03 April 2014 | 01 February 2016 |
| EXS Capital Asia Limited | RE | 6 | 03 April 2014 | 01 February 2016 |
| EXS Capital Asia Limited | RE | 4 | 03 April 2014 | 01 February 2016 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 21 November 2013 | 05 January 2014 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 21 November 2013 | 05 January 2014 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 21 November 2013 | 05 January 2014 |