SFC Licences of CHEN Cheng 陳誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Capital Securities Limited 首控證券有限公司
RO 4 17 May 2022
First Capital Securities Limited 首控證券有限公司
RE 4 21 December 2021 17 May 2022
First Capital Securities Limited 首控證券有限公司
RO 1 26 October 2021
New Momentum Asset Management Limited 新港股資產管理有限公司
RE 9 21 October 2021
First Capital International Finance Limited 首控國際金融有限公司
RE 1 07 August 2019 26 October 2021
First Capital International Finance Limited 首控國際金融有限公司
RE 6 19 April 2017 26 October 2021
First Capital Securities Limited 首控證券有限公司
RE 1 19 April 2017 07 August 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司
RE 1, 6 15 June 2016 03 March 2017
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司
RE 1 15 June 2016 03 March 2017
Partners Capital Securities Limited 博大證券有限公司
RE 1 15 October 2014 19 May 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 04 June 2014 26 September 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 22 November 2013 26 September 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 2 22 November 2013 27 June 2014