SFC Licences of CHEN Cheng 陳誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	4	17 May 2022
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RE	4	21 December 2021	17 May 2022
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RO	1	26 October 2021
China Sunrise Asset Management Limited 華升資產管理有限公司	RE	9	21 October 2021
China Sunrise Capital Limited 華升資本有限公司	RE	1	07 August 2019	26 October 2021
China Sunrise Capital Limited 華升資本有限公司	RE	6	19 April 2017	26 October 2021
China Sunrise Securities (International) Limited 華升證券(國際)有限公司	RE	1	19 April 2017	07 August 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	6	15 June 2016	03 March 2017
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司	RE	1	15 June 2016	03 March 2017
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	15 June 2016	03 March 2017
Partners Capital Securities Limited 博大證券有限公司	RE	1	15 October 2014	19 May 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	04 June 2014	26 September 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	22 November 2013	26 September 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	2	22 November 2013	27 June 2014