SFC Licences of XI Jiahe 郗加河
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldhorse Capital Management (HK) Limited | RO | 1 | 02 September 2019 | 19 October 2022 |
| Goldhorse Capital Management (HK) Limited | RO | 9 | 02 September 2019 | 19 January 2022 |
| Goldhorse Capital Management (HK) Limited | RE | 9 | 22 February 2019 | 02 September 2019 |
| BlueCrest Capital Management (Hong Kong) Limited | RE | 9 | 03 July 2015 | 19 January 2017 |
| BlueCrest Capital Management (Hong Kong) Limited | RE | 2 | 03 July 2015 | 19 January 2017 |
| BlueCrest Capital Management (Hong Kong) Limited | RE | 1 | 03 July 2015 | 19 January 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 05 June 2014 | 28 March 2015 |
| UBS Securities Asia Limited | RE | 1 | 02 December 2013 | 28 March 2015 |
| UBS Securities Asia Limited | RE | 2 | 02 December 2013 | 28 March 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 02 December 2013 | 28 March 2015 |